Quick summary

The core policy set

While the exact requirements depend on your service type and size, a commonly expected core set includes:

PolicyWhat it covers
Child Safeguarding StatementA written risk assessment of potential harm and how it's managed
Admissions PolicyHow places are offered and enrolment is managed
Complaints Policy and ProcedureHow parents raise and escalate a concern
Health, Welfare and Development of the ChildThe service's approach to each child's overall care and development
Behaviour Management PolicyHow positive behaviour is supported and managed
Safe Sleep PolicyEssential for any service caring for children under 12 months
Administration of Medication PolicyHow and when medication is given, and by whom
Infection Control PolicyHygiene and illness management practices
Fire Safety Policy and Evacuation ProcedureEmergency procedures and evacuation planning
GDPR and Data Protection PolicyHow personal data on children and families is handled
Staff Code of ConductExpected standards of professional behaviour
This is a starting reference, not an exhaustive or definitive list for every service type. Confirm the precise requirements for your specific service (full day care, sessional, drop-in, or childminding) against the current Quality and Regulatory Framework for that service category.

Policies need to be used, not just written

A policy that exists only as a document in a folder isn't doing its job. It needs to be genuinely implemented, staff trained on it, families given access to it, and practice actually reflecting what it says, and reviewed regularly enough that it doesn't quietly drift out of date. An inspector isn't just checking that a document exists; they're often assessing whether it reflects what actually happens in the service.

Starting from a template

Sample policy templates, developed in collaboration with the sector, exist specifically to help providers build a compliant set without starting from a blank page. Using one as a starting point is common and sensible, but it still needs real adaptation to your specific service, room layout, and practice, not just a name-and-address swap. An inspector can generally tell the difference between a policy that's been genuinely tailored and one that's been copied wholesale.

Practical advice

  1. Confirm the exact policy list required for your specific service type before registration, rather than assuming a generic list covers you.
  2. Adapt any template genuinely to your service, room layout, staffing structure, and specific practices, beyond a superficial pass.
  3. Set a recurring review date for every policy, and have staff re-sign or re-acknowledge it at each review.
  4. Make policies genuinely accessible to staff and families, not simply present somewhere in a filing cabinet.

How Tot Tracker helps

Tot Tracker stores your policy set digitally with review-date tracking and staff sign-off records, so it's clear at a glance which policies are current, which are due for review, and which staff have acknowledged each one.

Frequently asked questions

A core set including a Child Safeguarding Statement, admissions policy, complaints procedure, health and welfare policy, behaviour management policy, medication administration policy, infection control policy, fire safety and evacuation procedure, GDPR/data protection policy, and staff code of conduct, with the exact list depending on the type and size of service.
Any service caring for children under 12 months needs a Safe Sleep Policy specifically, given the particular risks associated with infant sleep.
Sample policy templates have been developed in collaboration with Tusla to help providers build a compliant set of policies, procedures and statements. Using a template as a starting point is common, but it still needs to be genuinely adapted to the specific service, not merely have the name changed.
Policies need to be reviewed regularly, not merely written once and filed away. A policy that no longer reflects actual practice, or hasn't been re-signed by staff in years, is a common and avoidable inspection finding.